0000879911-17-000005.txt : 20170224 0000879911-17-000005.hdr.sgml : 20170224 20170223200005 ACCESSION NUMBER: 0000879911-17-000005 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170224 DATE AS OF CHANGE: 20170223 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED ENERGETICS, INC. CENTRAL INDEX KEY: 0000879911 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 770262908 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-42560 FILM NUMBER: 17634413 BUSINESS ADDRESS: STREET 1: 2480 W RUTHRAUFF ROAD, SUITE 140Q STREET 2: SUITE 140Q CITY: TUCSON STATE: AZ ZIP: 85705 BUSINESS PHONE: 520-628-7415 MAIL ADDRESS: STREET 1: 2480 W RUTHRAUFF ROAD, SUITE 140Q STREET 2: SUITE 140Q CITY: TUCSON STATE: AZ ZIP: 85705 FORMER COMPANY: FORMER CONFORMED NAME: IONATRON, INC. DATE OF NAME CHANGE: 20040429 FORMER COMPANY: FORMER CONFORMED NAME: US HOME & GARDEN INC DATE OF NAME CHANGE: 19950714 FORMER COMPANY: FORMER CONFORMED NAME: NATURAL EARTH TECHNOLOGIES INC DATE OF NAME CHANGE: 19930328 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED ENERGETICS, INC. CENTRAL INDEX KEY: 0000879911 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 770262908 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 2480 W RUTHRAUFF ROAD, SUITE 140Q STREET 2: SUITE 140Q CITY: TUCSON STATE: AZ ZIP: 85705 BUSINESS PHONE: 520-628-7415 MAIL ADDRESS: STREET 1: 2480 W RUTHRAUFF ROAD, SUITE 140Q STREET 2: SUITE 140Q CITY: TUCSON STATE: AZ ZIP: 85705 FORMER COMPANY: FORMER CONFORMED NAME: IONATRON, INC. DATE OF NAME CHANGE: 20040429 FORMER COMPANY: FORMER CONFORMED NAME: US HOME & GARDEN INC DATE OF NAME CHANGE: 19950714 FORMER COMPANY: FORMER CONFORMED NAME: NATURAL EARTH TECHNOLOGIES INC DATE OF NAME CHANGE: 19930328 SC 13D/A 1 swmschedule13da.txt AERG SC 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Amendment 2 Applied Energetics, Inc ___________________________________________ (Name of Issuer) Common Stock ___________________________________________ (Title of Class and Securities) 03819M106 ___________________________________________ (CUSIP Number of Class of Securities) Stephen W McCahon C/O Applied Optical Sciences, 4595 Palo Verde Rd. Suite 517, Tucson, Arizona 85714 (520) 904-1007 ___________________________________________________________ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) September 2, 2016 ___________________________________________ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this Schedule because of Sections 240.13d-1(e), 240.13d-1(f), or 240.13d-1(g), check the following box: [ ] CUSIP No. 03819M106 13D ___________________________________________________________________ (1) NAMES OF REPORTING PERSONS Stephen W. McCahon ___________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) (b) ___________________________________________________________________ (3) SEC USE ONLY ___________________________________________________________________ (4) SOURCE OF FUNDS N/A ___________________________________________________________________ (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] ___________________________________________________________________ (6) CITIZENSHIP OR PLACE OF ORGANIZATION United States ___________________________________________________________________ : (7) SOLE VOTING POWER : (Discretionary Accounts) NUMBER OF SHARES BENEFICIALLY : 17,927,861 shares OWNED BY EACH REPORTING PERSON ________________________________ WITH : (8) SHARED OR NO VOTING POWER : ________________________________ : (9) SOLE DISPOSITIVE POWER : (Discretionary Accounts) : 17,927,861 shares ________________________________ : (10) SHARED DISPOSITIVE POWER : ___________________________________________________________________ (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 17,927,861 shares ___________________________________________________________________ (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES ___________________________________________________________________ (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 11.58% ___________________________________________________________________ (14) TYPE OF REPORTING PERSON IN ___________________________________________________________________ This Attachment is being filed solely to correct the percentage of the Common Stock beneficially owned by the Reporting Person and the outstanding shares of Common Stock used to calculate the Reporting Person percentage of ownership as reflected in this amendment to his Schedule 13 D. Item 1. Security and Issuer This schedule relates to the Common Stock, par value $.001 --Common Stock-- issued by Applied Energetics, Inc, a Delaware corporation, located at 2480 W. Ruthrauff Road Suite140Q, Tucson, AZ 85705 Item 2. Identity and Background (a) This statement is filed by Stephen W. McCahon -the -Reporting Person--). The address of the Reporting Person is C/O Applied Optical Sciences, 4595 Palo Verde Rd. Suite 517, Tucson, Arizona 85714. The business address for Reporting Person is C/O Applied Optical Sciences, Inc. 4595 S Palo Verde Rd Suite 517, Tucson, AZ 85714. The Reporting Person is a United States citizen. The Reporting Person is one of the Founders of the Company. Item 4. Purpose of Transaction On September 2, 2016, the Reporting Person gifted 6,000,000 shares of Common Stock Item 5. Interest In Securities Of The Issuer -a- The Percentage of Common Stock beneficially owned by the Reporting Person reflected in this Report is based upon 154,785,520 outstanding shares of Common Stock on November 5, 2016 according to the Companys Form10-Q for the Quarterly Period Ended September 30, 2016. On May 17, 2017 the Reporting Person beneficially owned 17,927,861 shares of Common Stock which comprised 11.58% of the issued and outstanding Common Stock. Signatures After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 9, 2017 By /s/ Stephen W. McCahon _______________________________ Stephen W. McCahon